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Nicholas Amodio is a financial advisor professional located in Albany, NY. They specialize in financial advisory. With over 30 years of experience, they bring deep expertise to every client.
Nicholas Amodio - C. L. King & Associates, Inc. holds an active professional license (FINRA CRD) for your protection.
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Nicholas Amodio is a financial advisor with C. L. King & Associates, Inc. based in Albany, NY. With 30 years in the financial services industry, Amodio brings extensive experience to client relationships and portfolio management. His registration with FINRA (Financial Industry Regulatory Authority) through CRD #2518139 demonstrates his standing within the regulated investment industry. Amodio works within the compliance and oversight framework established by FINRA to serve clients' financial planning needs.
Nicholas Amodio's FINRA CRD registration indicates he is registered with the Financial Industry Regulatory Authority, which oversees brokers and investment professionals in the United States. This registration means Amodio operates under FINRA's regulatory framework and must comply with industry rules and standards governing conduct, disclosures, and client interactions. The CRD number serves as his identifier within FINRA's Central Registration Depository system. This oversight provides a layer of accountability and establishes that he meets baseline qualifications to conduct securities and investment business.