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Alfred Jeffrey Hicks is a financial advisor professional located in Alton, IL. They specialize in financial advisory.
Alfred Jeffrey Hicks - Financial Planning Advisors, Inc. holds an active professional license (FINRA CRD) for your protection.
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Alfred Jeffrey Hicks operates Financial Planning Advisors, Inc. in Alton, Illinois, offering financial advisory services. The firm is registered with FINRA under CRD number 2124371, which establishes its standing within the financial services regulatory framework. The business focuses on financial planning and advisory work for clients seeking professional guidance on financial matters.
FINRA CRD registration means Alfred Jeffrey Hicks and the firm are registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and dealers in the United States. This registration indicates the advisor operates under FINRA's oversight and compliance requirements, which govern conduct, ethics, and financial practices in the securities industry. Clients can verify the registration status and disciplinary history through FINRA's BrokerCheck system using the CRD number provided.