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Cody R Herring is a financial advisor professional located in Alton, IL. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
Cody R Herring - Wells Fargo Clearing Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Cody R Herring operates as a financial advisor through Wells Fargo Clearing Services, LLC, based in Alton, Illinois. With 2 years in the financial services industry, Herring holds a FINRA CRD registration, which tracks professional credentials and disciplinary history in the securities field. This registration demonstrates compliance with regulatory standards set by the Financial Industry Regulatory Authority.
A FINRA CRD (Central Registration Depository) license number indicates that Cody R Herring is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and advisors. This registration means the advisor has met baseline qualification requirements and is subject to FINRA's oversight and rules. The CRD maintains a public record of the advisor's employment history, qualifications, and any disciplinary actions, allowing clients to verify credentials and background information through FINRA's database.