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Austin Brett Stumbo is a financial advisor professional located in Ankeny, IA. They specialize in financial advisory. With over 6 years of experience, they bring deep expertise to every client.
Austin Brett Stumbo - Northwestern Mutual Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Austin Brett Stumbo operates Northwestern Mutual Investment Services, Llc from Ankeny, Iowa. With 6 years in business, Stumbo holds a FINRA CRD license (number 6755924), which regulates investment and securities professionals. The firm provides financial advisory services to clients seeking professional guidance on investments and related financial matters. Stumbo's licensing indicates registration with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing securities brokers and investment advisers across the United States.
A FINRA CRD (Central Registration Depository) license number indicates that Austin Brett Stumbo is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment advisers in the United States. This registration means Stumbo has met baseline competency requirements, passed required exams, and is subject to ongoing regulatory oversight and compliance standards. FINRA registration allows professionals to conduct securities transactions and provide investment advice while maintaining accountability to federal regulations and industry standards designed to protect investors.