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Robert William Ward is a financial advisor professional located in Apple Valley, MN. They specialize in financial advisory. With over 14 years of experience, they bring deep expertise to every client.
Robert William Ward - Fountain Financial Group, Inc. holds an active professional license (FINRA CRD) for your protection.
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Robert William Ward operates Fountain Financial Group, Inc. in Apple Valley, Minnesota, bringing 14 years of experience in financial advisory services. The firm holds a FINRA CRD registration (License #4324025), which indicates participation in the Financial Industry Regulatory Authority's oversight framework. This registration reflects the advisor's engagement with federal regulatory standards governing securities and investment practices.
A FINRA CRD registration means the advisor is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and their representatives in the securities industry. This registration requires compliance with federal regulations, ethical standards, and ongoing continuing education requirements. The CRD (Central Registration Depository) system maintains the advisor's disciplinary history and licensing status, which is publicly accessible. This framework provides investors with transparency about the advisor's regulatory standing and qualifications to conduct securities business.