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Haresh Roop Vaswani is a financial advisor professional located in Arlington Heights, IL. They specialize in financial advisory. With over 37 years of experience, they bring deep expertise to every client.
Haresh Roop Vaswani - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Haresh Roop Vaswani operates as a financial advisor through LPL Financial LLC in Arlington Heights, Illinois. With 37 years in the financial services industry, Vaswani brings substantial experience to client relationships. The practice is registered with FINRA (Financial Industry Regulatory Authority) under CRD number 1855106, which maintains oversight of the advisor's activities and compliance with securities regulations.
A FINRA CRD (Central Registration Depository) license indicates that this advisor is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities brokers and dealers in the United States. This registration means the advisor is authorized to conduct securities business and is subject to FINRA's rules, examinations, and disciplinary processes. Clients can verify the advisor's registration status and disciplinary history through FINRA's BrokerCheck system using the provided CRD number.