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Eric Scott Cox is a financial advisor professional located in Ashland, KY. They specialize in financial advisory. With over 32 years of experience, they bring deep expertise to every client.
Eric Scott Cox - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Eric Scott Cox is a financial advisor based in Ashland, Kentucky, operating through LPL Financial LLC. With 32 years in the financial services industry, he brings extensive experience to client relationships. His FINRA CRD registration (License #2360876) indicates he operates under the regulatory framework of the Financial Industry Regulatory Authority, which oversees broker-dealers and investment professionals. Cox works with clients seeking financial guidance and investment management services.
Eric Scott Cox holds a FINRA CRD (Central Registration Depository) license, which means he is registered with the Financial Industry Regulatory Authority. This registration is required for financial professionals who sell securities and investment products. FINRA oversight includes background checks, compliance monitoring, and adherence to industry standards designed to protect investors. His 32 years in the field demonstrate sustained participation in this regulated environment. Clients working with a FINRA-registered advisor can verify his registration status and disciplinary history through FINRA's BrokerCheck database.