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James R Smith is a financial advisor professional located in Auburn Hills, MI. They specialize in financial advisory. With over 2 years of experience, they bring deep expertise to every client.
James R Smith - Raymond James & Associates, Inc. holds an active professional license (FINRA CRD) for your protection.
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James R Smith is a financial advisor operating as Raymond James & Associates, Inc. in Auburn Hills, Michigan. With 2 years in the financial advisory field, Smith works with clients on investment and financial planning matters. His business is registered with FINRA under CRD license number 7724351, which governs the conduct and qualifications of securities professionals in the United States.
James R Smith holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority. This registration indicates he has met baseline qualifications to offer securities-related services and is subject to FINRA's regulatory oversight, including compliance requirements and ongoing supervision. FINRA registration signals that a financial professional has passed required examinations and is authorized to conduct securities business with clients.