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Iris Joy Roth is a financial advisor professional located in Aventura, FL. They specialize in financial advisory. With over 38 years of experience, they bring deep expertise to every client.
Iris Joy Roth - Newedge Securities, Llc holds an active professional license (FINRA CRD) for your protection.
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Iris Joy Roth operates through Newedge Securities, LLC in Aventura, Florida, bringing 38 years of experience in financial advisory services. She holds a FINRA CRD license (registration number 1797031), which governs her work in securities and investment advisory. Her extensive tenure in the financial services industry reflects a long-standing presence in wealth management and investment guidance for clients seeking professional portfolio oversight.
A FINRA CRD license indicates that Iris Joy Roth is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization overseeing broker-dealers and investment advisors in the United States. This registration means she is authorized to offer securities and investment advisory services and must comply with FINRA rules, conduct standards, and continuing education requirements. The CRD (Central Registration Depository) number allows clients and regulators to verify her registration status and review her disciplinary history through FINRA's public database.