Loading listings...
Loading listings...
Is this your business?
Claim your free profile to update your info, respond to reviews, and start getting leads from clients searching for financial advisor professionals in Aventura.
We verify your phone before sharing it — no spam.
Philip Michael Caso is a financial advisor professional located in Aventura, FL. They specialize in financial advisory. With over 42 years of experience, they bring deep expertise to every client.
Philip Michael Caso - Merrill Lynch, Pierce, Fenner & Smith Incorporated holds an active professional license (FINRA CRD) for your protection.
Looking for a financial advisor professional in Aventura, FL? Contact Philip Michael Caso to discuss your needs and schedule a consultation. Compare ratings and reviews to find the right professional for you.
Ready to get started?
Compare professionals in your area to find the best fit.
Get a free, no-obligation quote. It takes less than a minute and Philip Michael Caso - Merrill Lynch, Pierce, Fenner & Smith Incorporated will respond directly.
Philip Michael Caso is a financial advisor operating in Aventura, Florida, with 42 years of experience in the financial services industry. He is registered with FINRA (Financial Industry Regulatory Authority) under CRD #1184083, which tracks his professional credentials and regulatory history. Based at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Caso works within one of the largest financial services firms in the United States, providing access to institutional resources and compliance oversight.
A FINRA CRD registration means Philip Michael Caso is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and advisors in the United States. This registration requires background checks, compliance training, and ongoing adherence to industry rules and ethical standards. The CRD number (1184083) is a public identifier that allows clients to verify his registration status and review any disciplinary history through FINRA's BrokerCheck system. This oversight structure protects investors by ensuring registered advisors meet baseline competency and conduct requirements.