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William Joseph Canty is a financial advisor professional located in Ballston Spa, NY. They specialize in financial advisory.
William Joseph Canty - Canty Financial Management, Inc. holds an active professional license (FINRA CRD) for your protection.
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William Joseph Canty operates Canty Financial Management, Inc. in Ballston Spa, NY. As a financial advisor, he provides guidance on investment and financial planning matters. Canty holds a FINRA CRD registration, which demonstrates his participation in the regulatory framework that governs securities professionals. His registration number is 2663724.
William Joseph Canty's FINRA CRD registration (license #2663724) indicates he is registered with the Financial Industry Regulatory Authority. This registration means he operates under FINRA's oversight and compliance requirements, which establish standards for conducting securities-related business. The CRD system tracks his registration status, disciplinary history, and employment record. Clients working with a FINRA-registered advisor can expect adherence to industry regulations governing investment recommendations and financial advice.