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Colleen Anne Brophy-Emma is a financial advisor professional located in Basking Ridge, NJ. They specialize in financial advisory. With over 29 years of experience, they bring deep expertise to every client.
Colleen Anne Brophy-Emma - Lpl Enterprise, Llc holds an active professional license (FINRA CRD) for your protection.
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Colleen Anne Brophy-Emma operates LPL Enterprise, LLC, a financial advisory firm based in Basking Ridge, New Jersey. With 29 years in the financial services industry, she brings extensive experience to client relationships. Her practice is registered with FINRA under CRD #1913122, ensuring compliance with securities industry regulations and standards. LPL Enterprise serves clients seeking professional financial guidance and investment management services.
A FINRA CRD (Central Registration Depository) license number indicates that this financial advisor is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization overseeing broker-dealers and investment professionals in the United States. This registration means the advisor meets baseline qualification standards and is subject to ongoing regulatory oversight, compliance audits, and continuing education requirements. FINRA registration signals that the advisor operates under a formal regulatory framework designed to protect investors and maintain market integrity.