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Richard Mark Tsoumas is a financial advisor professional located in Battle Creek, MI. They specialize in financial advisory. With over 26 years of experience, they bring deep expertise to every client.
Richard Mark Tsoumas - Kestra Investment Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Richard Mark Tsoumas operates as a financial advisor through Kestra Investment Services, LLC in Battle Creek, Michigan. With 26 years in the financial services industry, he brings substantial experience to client relationships. His registration with FINRA (Financial Industry Regulatory Authority) under CRD #3253796 reflects his participation in the regulatory framework governing investment professionals. Tsoumas works with clients seeking financial guidance and investment management services.
Richard Mark Tsoumas holds a FINRA CRD registration, which identifies him as a financial professional subject to FINRA oversight. FINRA (Financial Industry Regulatory Authority) is a self-regulatory organization that licenses and supervises investment advisors and broker-dealers. This registration means Tsoumas operates under regulatory compliance requirements, including background checks, ongoing education, and conduct standards established by FINRA and the SEC. The CRD number serves as his official identifier within the securities industry's regulatory database, allowing clients to verify his licensing status and disciplinary history through FINRA's public records.