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Martin B Friederichs is a financial advisor professional located in Bedford Hills, NY. They specialize in financial advisory.
Martin B Friederichs - Peapod Lane Capital Llc holds an active professional license (FINRA CRD) for your protection.
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Martin B Friederichs operates Peapod Lane Capital LLC, a financial advisory firm based in Bedford Hills, New York. The business holds a FINRA CRD license (number 4179518), which designates it as a registered entity within the financial services regulatory framework. Peapod Lane Capital LLC provides financial advisory services to clients seeking professional guidance on investment and financial planning matters. As a FINRA-registered advisor, the firm operates under the oversight of the Financial Industry Regulatory Authority and must adhere to industry standards and compliance requirements.
A FINRA CRD (Central Registration Depository) license indicates that Martin B Friederichs and Peapod Lane Capital LLC are registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and advisors in the United States. This registration means the firm has met baseline requirements for operating in financial services and is subject to FINRA's ongoing oversight, compliance rules, and disciplinary authority. Clients working with a FINRA-registered advisor benefit from regulatory protections and the requirement that the firm maintain certain standards of conduct and financial responsibility in managing client accounts and providing investment advice.