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Allen James Zutz is a financial advisor professional located in Bemidji, MN. They specialize in financial advisory. With over 18 years of experience, they bring deep expertise to every client.
Allen James Zutz - Cetera Financial Specialists Llc holds an active professional license (FINRA CRD) for your protection.
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Allen James Zutz operates Cetera Financial Specialists LLC in Bemidji, Minnesota, bringing 18 years of experience in financial advisory services. His practice is registered with FINRA under CRD license number 5431091, which establishes his standing within the regulated financial services industry. With nearly two decades in the field, Zutz works with clients seeking guidance on financial planning and investment matters.
Allen James Zutz holds a FINRA CRD registration, which means he operates under the Financial Industry Regulatory Authority's oversight. This registration indicates that he meets specific regulatory requirements for conducting securities and investment business. FINRA registration requires background checks, compliance training, and ongoing adherence to industry standards. Clients working with a FINRA-registered advisor can verify his credentials and complaint history through FINRA's BrokerCheck system, providing transparency into his professional standing and regulatory history.