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James Laurence Clifford is a financial advisor professional located in Brewer, ME. They specialize in financial advisory. With over 24 years of experience, they bring deep expertise to every client.
James Laurence Clifford - Royal Fund Management, Llc holds an active professional license (FINRA CRD) for your protection.
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James Laurence Clifford operates Royal Fund Management, LLC, a financial advisory firm based in Brewer, Maine. With 24 years in the financial services industry, Clifford brings extensive experience to client portfolio management and investment guidance. The firm is registered with FINRA under CRD #1419478, ensuring compliance with securities industry regulations and standards.
Royal Fund Management holds a FINRA CRD registration, which indicates the firm and its representatives are registered with the Financial Industry Regulatory Authority. This registration means the business operates under FINRA oversight and must adhere to strict regulatory requirements governing securities sales, investment advice, and client protection. FINRA registration signals that the firm has met baseline compliance standards and is subject to ongoing regulatory examination and enforcement. Clients working with a FINRA-registered advisor have recourse through FINRA's dispute resolution processes.