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Richard Paul Caruso is a financial advisor professional located in Bristol, CT. They specialize in financial advisory. With over 38 years of experience, they bring deep expertise to every client.
Richard Paul Caruso - Cambridge Investment Research, Inc. holds an active professional license (FINRA CRD) for your protection.
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Richard Paul Caruso operates as a financial advisor through Cambridge Investment Research, Inc. in Bristol, Connecticut. With 38 years in the financial services industry, he brings substantial experience to client relationships. His FINRA CRD registration (License #1624067) indicates his standing within the regulatory framework that governs investment professionals and broker-dealers. Caruso's long tenure reflects sustained involvement in financial advisory work across multiple market cycles and economic conditions.
Richard Paul Caruso holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority—the self-regulatory organization that oversees broker-dealers and investment professionals in the United States. This registration requires compliance with FINRA rules, ongoing education, and background checks. The CRD (Central Registration Depository) number on file allows clients and regulators to verify his registration status and disciplinary history. This oversight structure is designed to protect investors and maintain standards within the securities industry.