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Akhil Abhijit Shah is a financial advisor professional located in Brockton, MA. They specialize in financial advisory.
Akhil Abhijit Shah - Holmes Investment Management, Inc. holds an active professional license (FINRA CRD) for your protection.
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Akhil Abhijit Shah operates Holmes Investment Management, Inc. in Brockton, Massachusetts. As a financial advisor, Shah is registered with FINRA under CRD number 8210426, which indicates oversight by the Financial Industry Regulatory Authority. This registration means the advisor operates under established regulatory standards and compliance requirements set by FINRA, a self-regulatory organization that monitors securities professionals and investment firms.
FINRA CRD registration (number 8210426) signals that Akhil Abhijit Shah is a registered securities professional subject to FINRA's regulatory framework. FINRA is a self-regulatory organization that oversees brokers, advisors, and investment firms operating in the securities industry. This registration requires compliance with industry rules, ethical standards, and continuing education requirements. The CRD number is a unique identifier that allows clients and regulators to verify the advisor's registration status, disciplinary history, and professional background through FINRA's public database.