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Stephen Chen is a financial advisor professional located in Brooklyn, NY. They specialize in financial advisory.
Stephen Chen - Followthru Planning Associates Llc holds an active professional license (FINRA CRD) for your protection.
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Stephen Chen operates Followthru Planning Associates LLC, a financial advisory firm based in Brooklyn, NY. The business holds a FINRA CRD license (number 3178033), which regulates investment advisors and securities professionals. This credential demonstrates registration with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees broker-dealers and their representatives. Clients working with Chen can verify credentials and complaint history through FINRA's public database.
Stephen Chen's FINRA CRD registration indicates he is registered with the Financial Industry Regulatory Authority, which oversees securities professionals and investment advisors. This license type means Chen has met FINRA's registration requirements and operates under their regulatory framework. Clients can verify his registration status and review any disciplinary history through FINRA's BrokerCheck database, a public tool designed to help investors research the background and qualifications of financial professionals.