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Thomas David Lee is a financial advisor professional located in Brooklyn Park, MN. They specialize in financial advisory. With over 33 years of experience, they bring deep expertise to every client.
Thomas David Lee - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Thomas David Lee operates Ameriprise Financial Services, LLC in Brooklyn Park, Minnesota, bringing 33 years of experience in financial advisory. He holds a FINRA CRD license (number 2280372), which governs his practice in securities and investment advice. With over three decades in the industry, he serves clients seeking professional financial guidance and planning services. His extensive tenure reflects deep familiarity with market conditions, regulatory requirements, and client portfolio management across changing economic cycles.
A FINRA CRD (Central Registration Depository) license indicates that Thomas David Lee is registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization overseeing securities professionals in the United States. This registration means he meets specific training, testing, and compliance standards required to offer investment advice and manage securities transactions. FINRA registration provides regulatory oversight of his business practices and client interactions, ensuring adherence to industry rules designed to protect investors. Clients working with a FINRA-registered advisor have access to dispute resolution processes and regulatory accountability mechanisms.