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Timothy D. Haugh is a financial advisor professional located in Brunswick, ME. They specialize in financial advisory. With over 4 years of experience, they bring deep expertise to every client.
Timothy D. Haugh - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Timothy D. Haugh operates as a financial advisor in Brunswick, Maine, with four years in the financial services industry. He is registered with FINRA (Financial Industry Regulatory Authority) under CRD #7382126, which tracks his professional qualifications and regulatory standing. As a financial advisor, Haugh works within the framework of securities regulations and industry standards that govern investment advice and financial planning services.
Timothy D. Haugh holds a FINRA CRD registration, which means he is registered with the Financial Industry Regulatory Authority—the primary regulatory body overseeing brokers and financial advisors in the United States. This registration indicates he meets baseline qualification requirements and is subject to FINRA's rules, compliance standards, and disciplinary oversight. The CRD (Central Registration Depository) number allows clients and regulators to verify his background, licensing status, and any disciplinary history. FINRA registration is a foundational credential for anyone offering investment advice or managing client securities accounts.