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Connor Tarleton is a financial advisor professional located in Buford, GA. They specialize in financial advisory.
Connor Tarleton - Cambridge Investment Research Advisors, Inc. holds an active professional license (FINRA CRD) for your protection.
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Connor Tarleton operates as an investment advisor through Cambridge Investment Research Advisors, Inc., based in Buford, Georgia. He holds a FINRA CRD registration, which identifies him within the financial services regulatory framework. The FINRA CRD number 7040697 is the unique identifier used to track his registration status and disciplinary history across the industry. Prospective clients can verify his credentials and any regulatory filings through FINRA's official database.
Connor Tarleton's FINRA CRD registration indicates he is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees investment professionals in the United States. This registration means he operates under FINRA's rules and is subject to ongoing compliance and examination requirements. The CRD number serves as his permanent identifier in the securities industry database, allowing clients and regulators to access his registration details, employment history, and any disciplinary records. This oversight structure is designed to protect investors and maintain market integrity.