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Brett Alexander Miller is a financial advisor professional located in Butler, MO. They specialize in financial advisory. With over 4 years of experience, they bring deep expertise to every client.
Brett Alexander Miller - Principal Securities, Inc. holds an active professional license (FINRA CRD) for your protection.
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Brett Alexander Miller operates Principal Securities, Inc. in Butler, Missouri, with four years in the financial advisory field. He holds a FINRA CRD registration (License #7357276), which governs his securities industry activities and client interactions. This registration reflects his participation in the Financial Industry Regulatory Authority's oversight framework, a requirement for professionals offering investment advice and securities services.
A FINRA CRD (Central Registration Depository) license indicates that Brett Alexander Miller is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing securities brokers and investment advisors. This registration means he operates under FINRA's compliance and conduct rules, which protect investors through ongoing supervision and disciplinary authority. The CRD number serves as his official identifier within the securities industry regulatory system, signaling he meets baseline registration requirements for offering investment advice and securities services.