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Urban C Fleming is a financial advisor professional located in Callahan, FL. They specialize in financial advisory. With over 12 years of experience, they bring deep expertise to every client.
Urban C Fleming - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Urban C Fleming operates as a financial advisor with LPL Financial LLC in Callahan, Florida. With 12 years in the financial services industry, Fleming brings substantial experience to client relationships. The practice holds a FINRA CRD registration, which establishes compliance with regulatory standards set by the Financial Industry Regulatory Authority. Fleming works within the framework of LPL Financial, one of the largest independent broker-dealer networks in the United States, serving clients seeking investment and financial planning guidance.
Urban C Fleming's FINRA CRD (Central Registration Depository) number indicates registration as a financial professional under FINRA oversight. This registration means Fleming has met baseline qualification requirements and is subject to ongoing regulatory compliance and supervision by FINRA, the independent regulator for securities firms and brokers. Clients working with a FINRA-registered advisor can verify credentials and file complaints through FINRA's public database. This registration signals the advisor operates within established securities industry standards and regulatory frameworks designed to protect investors.