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Douglas Maurice Applegate is a financial advisor professional located in Centennial, CO. They specialize in financial advisory. With over 26 years of experience, they bring deep expertise to every client.
Douglas Maurice Applegate - Raymond James Financial Services, Inc. holds an active professional license (FINRA CRD) for your protection.
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Douglas Maurice Applegate is a financial advisor based in Centennial, Colorado, operating with Raymond James Financial Services, Inc. With 26 years in the financial services industry, Applegate brings extensive experience to client relationships. He holds a FINRA CRD license (number 3217565), which governs his practice in securities and investment advisory services. His long tenure in the field reflects a sustained commitment to working with clients on their financial planning and investment needs.
A FINRA CRD license indicates that Douglas Maurice Applegate is registered with the Financial Industry Regulatory Authority and operates under federal oversight for securities trading and investment advisory activities. This registration means he has met specific regulatory requirements and is subject to ongoing compliance monitoring and continuing education standards. FINRA CRD registration signals that a financial advisor's qualifications and disciplinary history are tracked in a centralized database accessible to the public, providing transparency about his professional standing and regulatory status in the financial services industry.