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Saeng-Athit Phaipanya is a financial advisor professional located in Centennial, CO. They specialize in financial advisory. With over 17 years of experience, they bring deep expertise to every client.
Saeng-Athit Phaipanya - Axos Clearing Llc holds an active professional license (FINRA CRD) for your protection.
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Saeng-Athit Phaipanya operates Axos Clearing LLC, a financial advisory firm based in Centennial, Colorado. With 17 years of experience in the financial services industry, Phaipanya brings substantial background to client engagements. The business is registered with FINRA (Financial Industry Regulatory Authority) under CRD number 5279651, connecting it to the regulatory framework that oversees investment professionals and securities firms across the United States.
A FINRA CRD registration indicates that Saeng-Athit Phaipanya and Axos Clearing LLC operate within the regulatory oversight of the Financial Industry Regulatory Authority. FINRA is the primary self-regulatory organization for securities brokers and financial professionals in the United States. This registration means the firm and its representatives are subject to FINRA's rules, compliance requirements, and disciplinary procedures. Clients can verify the legitimacy and background of registered representatives through FINRA's BrokerCheck system, which provides transparency into licensing history, disciplinary actions, and business affiliations.