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Timothy David Rice is a financial advisor professional located in Chesterton, IN. They specialize in financial advisory. With over 21 years of experience, they bring deep expertise to every client.
Timothy David Rice - Capfinancial Securities, Llc. holds an active professional license (FINRA CRD) for your protection.
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Timothy David Rice operates Capfinancial Securities, LLC, a financial advisory firm based in Chesterton, Indiana. With 21 years in the financial services industry, Rice brings substantial experience to client relationships. The firm holds a FINRA CRD registration, which governs securities-related activities and broker-dealer operations. This background reflects a long tenure navigating financial markets and regulatory requirements in the advisory space.
A FINRA CRD (Central Registration Depository) registration indicates that Timothy David Rice and his firm are registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing broker-dealers and investment professionals. This registration means the firm and its representatives operate under FINRA's rules and compliance framework, which govern securities sales, trading practices, and client interactions. FINRA registration requires background checks, examinations, and ongoing regulatory oversight to protect investors and maintain market integrity.