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Stephen Tyler Burnham is a financial advisor professional located in Chicago, IL. They specialize in financial advisory. With over 22 years of experience, they bring deep expertise to every client.
Stephen Tyler Burnham - Regiment Securities, Llc. holds an active professional license (FINRA CRD) for your protection.
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Stephen Tyler Burnham operates Regiment Securities, LLC, a financial advisory firm based in Chicago, Illinois. With 22 years of experience in the financial services industry, Burnham brings substantial expertise to client portfolios and investment strategy. The firm holds a FINRA CRD license number 4663613, indicating registration with the Financial Industry Regulatory Authority. This background positions the practice to address a range of financial planning and advisory needs for clients seeking professional guidance.
A FINRA CRD (Central Registration Depository) license indicates that Stephen Tyler Burnham is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment advisors in the United States. This registration means the advisor has met baseline compliance and qualification standards set by FINRA and is subject to ongoing regulatory oversight. The license enables the practice to conduct securities transactions and provide investment advice within the scope of FINRA regulations. Clients can verify license status and disciplinary history through FINRA's BrokerCheck system.