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Tate Felton is a financial advisor professional located in Corydon, IA. They specialize in financial advisory. With over 5 years of experience, they bring deep expertise to every client.
Tate Felton - Nylife Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Tate Felton operates Nylife Securities LLC as a financial advisor in Corydon, Iowa. With 5 years in the financial services industry, Felton brings experience in advising clients on investment and financial planning matters. The business is registered with FINRA under CRD #7121514, which establishes a record with the Financial Industry Regulatory Authority. Prospective clients can verify licensing and disciplinary history through FINRA's BrokerCheck database to review the advisor's background and registration status.
A FINRA CRD (Central Registration Depository) license number indicates that Tate Felton is registered as a financial professional with the Financial Industry Regulatory Authority. FINRA oversees brokers and investment advisors, requiring them to pass examinations and meet ongoing compliance standards. This registration allows the advisor to offer securities-related services and financial advice to clients. The CRD number serves as a tracking identifier for regulatory records, and clients can use it to verify the advisor's credentials and review any disciplinary history through FINRA's public BrokerCheck tool.