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Connor Mullen is a financial advisor professional located in Creve Coeur, MO. They specialize in financial advisory.
Connor Mullen - Commonwealth Financial Network holds an active professional license (FINRA CRD) for your protection.
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Connor Mullen is a financial advisor based in Creve Coeur, Missouri, operating through Commonwealth Financial Network. He holds a FINRA CRD registration, which governs his work in the financial services industry. This registration indicates his participation in the Financial Industry Regulatory Authority's oversight system, a standard requirement for professionals offering investment and financial advisory services. Prospective clients can verify his registration details using his FINRA CRD license number 8119189.
Connor Mullen's FINRA CRD registration signals that he operates under the regulatory framework of the Financial Industry Regulatory Authority, the primary self-regulatory organization for securities firms and brokers in the United States. This registration means he is subject to FINRA's rules, examinations, and ongoing compliance requirements. The CRD (Central Registration Depository) number allows clients and regulators to access his disciplinary history, employment background, and qualifications. This oversight structure is designed to protect investors by ensuring registered representatives meet baseline standards and maintain ethical conduct in their financial advisory practice.