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Grant D Carter is a financial advisor professional located in Creve Coeur, MO. They specialize in financial advisory.
Grant D Carter - Merrill Lynch, Pierce, Fenner & Smith Incorporated holds an active professional license (FINRA CRD) for your protection.
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Grant D Carter is a financial advisor based in Creve Coeur, Missouri, affiliated with Merrill Lynch, Pierce, Fenner & Smith Incorporated. He holds a FINRA CRD license (number 8126554), which governs his activities in securities and investment advisory services. Carter works within the regulatory framework established by the Financial Industry Regulatory Authority to serve clients in the financial services sector.
A FINRA CRD license indicates that Grant D Carter is registered with the Financial Industry Regulatory Authority and authorized to conduct securities and investment advisory business. FINRA oversees broker-dealers and investment advisors to protect investors and maintain market integrity. The CRD (Central Registration Depository) number serves as his unique identifier in the regulatory system. This registration requires Carter to meet specific compliance, training, and ethical standards and subjects him to ongoing regulatory oversight and examination.