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Dena Mao is a financial advisor professional located in Dedham, MA. They specialize in financial advisory. With over 13 years of experience, they bring deep expertise to every client.
Dena Mao - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Dena Mao operates Dena Mao - Lpl Financial Llc in Dedham, Massachusetts, bringing 13 years of experience in financial advisory services. The business is registered with FINRA under CRD license number 6051612, which governs securities professionals and investment advisors. Dena Mao works within the regulatory framework established by the Financial Industry Regulatory Authority to provide financial guidance to clients.
A FINRA CRD license indicates that Dena Mao is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and financial advisors in the United States. This registration means the advisor meets specific educational and ethical standards set by FINRA and is subject to ongoing compliance oversight and regulatory scrutiny. The CRD (Central Registration Depository) system maintains detailed records of the advisor's qualifications, disciplinary history, and employment background, which are accessible to the public. This registration is essential for anyone offering investment advice or securities services to clients.