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Keecha Chang is a financial advisor professional located in Des Moines, IA. They specialize in financial advisory. With over 4 years of experience, they bring deep expertise to every client.
Keecha Chang - Principal Securities, Inc. holds an active professional license (FINRA CRD) for your protection.
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Keecha Chang operates Principal Securities, Inc. in Des Moines, Iowa. With four years in the financial advisory field, Chang brings experience in securities guidance and investment strategy. The business holds a FINRA CRD registration (License #7419192), which governs securities professionals and advisors operating in the United States. This registration reflects oversight by the Financial Industry Regulatory Authority, ensuring compliance with federal securities regulations and industry standards.
A FINRA CRD registration means Keecha Chang is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees securities brokers and investment advisors. This registration indicates that Chang has met baseline qualification requirements and operates under FINRA's regulatory framework, which includes rules governing conduct, disclosures, and customer protection. Registered representatives must comply with ongoing compliance obligations and are subject to FINRA oversight and disciplinary procedures.