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Nicholas R Dragan is a financial advisor professional located in Des Peres, MO. They specialize in financial advisory. With over 24 years of experience, they bring deep expertise to every client.
Nicholas R Dragan - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Nicholas R Dragan operates as a financial advisor through LPL Financial LLC in Des Peres, Missouri. With 24 years in the financial services industry, he brings substantial experience to client relationships. His registration with FINRA (Financial Industry Regulatory Authority) through CRD #4429559 indicates he operates under federal oversight and regulatory compliance standards established for investment professionals.
A FINRA CRD (Central Registration Depository) registration means Nicholas R Dragan is registered with the Financial Industry Regulatory Authority, the primary regulator for securities brokers and investment advisors in the United States. This registration requires compliance with federal securities laws, industry rules, and ongoing regulatory oversight. The CRD number allows clients and regulators to verify his registration status and review any disciplinary history. This designation signals that he operates under established standards for investor protection and professional conduct in financial services.