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Stuart Seffrood is a financial advisor professional located in Dixon, IL. They specialize in financial advisory. With over 27 years of experience, they bring deep expertise to every client.
Stuart Seffrood - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Stuart Seffrood operates Ameriprise Financial Services, LLC in Dixon, Illinois, bringing 27 years of experience in financial advisory services. His practice is registered with FINRA under CRD #2833021, positioning him to offer guidance on investment and financial planning matters. With nearly three decades in the industry, Seffrood has developed extensive experience working with clients on their financial goals and strategies.
Stuart Seffrood's FINRA CRD registration means he is registered with the Financial Industry Regulatory Authority, the primary regulatory body overseeing broker-dealers and investment professionals in the United States. This registration indicates he meets FINRA's qualification standards and is subject to their ongoing compliance and conduct rules. A FINRA-registered advisor operates under strict regulatory oversight designed to protect investors, and their activities are tracked in a public database that allows clients to verify credentials and review disciplinary history if any exists.