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Amber Lee Wallis is a financial advisor professional located in Dodge City, KS. They specialize in financial advisory. With over 24 years of experience, they bring deep expertise to every client.
Amber Lee Wallis - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Amber Lee Wallis operates as a financial advisor in Dodge City, Kansas, under LPL Financial LLC. With 24 years in the financial services industry, Wallis brings substantial experience to client relationships. Her FINRA CRD registration indicates regulatory oversight and compliance with industry standards. Clients seeking financial guidance can review her credentials and registration status through FINRA's public database using her CRD number 4442102.
Amber Lee Wallis holds a FINRA CRD (Central Registration Depository) registration, which means she is registered with the Financial Industry Regulatory Authority and subject to their oversight. This registration is required for financial professionals who handle client accounts or provide investment advice. The CRD system maintains disciplinary history and background information accessible to the public, providing transparency about her regulatory standing and any enforcement actions. This registration signals she operates within FINRA's compliance framework and standards.