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Thu-Van Tran is a financial advisor professional located in Dorchester, MA. They specialize in financial advisory. With over 12 years of experience, they bring deep expertise to every client.
Thu-Van Tran - Santander Securities Llc holds an active professional license (FINRA CRD) for your protection.
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Thu-Van Tran operates as a financial advisor through Santander Securities LLC in Dorchester, Massachusetts. With 12 years in the financial services industry, Tran brings established experience in advising clients on investment and financial planning matters. The business is registered with FINRA, the Financial Industry Regulatory Authority, which oversees securities professionals and broker-dealers across the United States.
Thu-Van Tran holds a FINRA CRD (Central Registration Depository) license number 6058837, which indicates registration as a securities professional with the Financial Industry Regulatory Authority. This registration means the advisor is authorized to conduct securities business and is subject to FINRA's regulatory oversight, compliance requirements, and ongoing professional standards. The CRD system maintains disciplinary history and professional background for investor protection.