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Jennifer Cecelia Kettering is a financial advisor professional located in Dubuque, IA. They specialize in financial advisory.
Jennifer Cecelia Kettering - Steele Capital Management, Inc. holds an active professional license (FINRA CRD) for your protection.
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Jennifer Cecelia Kettering operates Steele Capital Management, Inc. in Dubuque, Iowa, offering financial advisory services. She holds a FINRA CRD license (Number 6389879), which registers her with the Financial Industry Regulatory Authority. This credential demonstrates her registration in the securities industry and her adherence to FINRA's regulatory standards and compliance requirements. Clients working with her can expect oversight aligned with federal securities regulations and industry best practices.
Jennifer Cecelia Kettering's FINRA CRD license (Number 6389879) indicates she is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and dealers in the United States. This registration means she operates under FINRA's strict compliance and conduct rules, including continuing education requirements and regular audits. The CRD designation signals that she meets federal standards for securities industry participation and is subject to regulatory oversight designed to protect investors.