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William John Roach is a financial advisor professional located in Duluth, MN. They specialize in financial advisory. With over 43 years of experience, they bring deep expertise to every client.
William John Roach - Nylife Securities Llc holds an active professional license (FINRA CRD) for your protection.
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William John Roach operates Nylife Securities LLC in Duluth, Minnesota, bringing 43 years of experience in financial advisory services. He holds a FINRA CRD license number 1102421, which enables him to conduct securities-related business under industry regulation. With four decades in the field, he brings substantial experience to client relationships and financial planning matters.
A FINRA CRD license means William John Roach is registered with the Financial Industry Regulatory Authority and subject to its oversight. This registration allows him to conduct securities business and advise on investment matters within the scope of his license. FINRA maintains strict standards for registered representatives, including ongoing compliance requirements and continuing education. The CRD number is a public identifier that allows clients to verify his registration status and disciplinary history through FINRA's BrokerCheck system.