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Brian James Hughes is a financial advisor professional located in Dundee, MI. They specialize in financial advisory. With over 35 years of experience, they bring deep expertise to every client.
Brian James Hughes - Osaic Wealth, Inc. holds an active professional license (FINRA CRD) for your protection.
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Brian James Hughes is a financial advisor with Osaic Wealth, Inc., based in Dundee, Michigan. With 35 years in the financial services industry, he brings extensive experience to wealth management and financial planning. Hughes holds a FINRA CRD registration, indicating his compliance with securities industry standards and regulatory oversight. His long tenure in the field reflects a sustained commitment to serving clients' financial needs across diverse market conditions and economic cycles.
Brian James Hughes's FINRA CRD registration means he is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment advisors in the United States. This registration requires compliance with strict regulatory standards, continuing education requirements, and background checks. It signals that Hughes operates under FINRA's oversight and must adhere to rules governing conduct, disclosures, and client protection. The CRD (Central Registration Depository) number is the official identifier tracking his registration status and disciplinary history, providing transparency into his professional standing in the financial services industry.