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Christian John Swan is a financial advisor professional located in Durango, CO. They specialize in financial advisory.
Christian John Swan - Swan Global Investments, Llc holds an active professional license (FINRA CRD) for your protection.
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Christian John Swan operates Swan Global Investments, Llc in Durango, Colorado, offering financial advisory services. The firm holds FINRA CRD registration (License #7710965), which subjects it to regulatory oversight by the Financial Industry Regulatory Authority. This registration enables the business to provide investment advice and related financial services within the scope permitted by FINRA rules and SEC regulations.
FINRA CRD registration means Swan Global Investments is registered with the Financial Industry Regulatory Authority and the Securities and Exchange Commission. This registration requires compliance with FINRA rules, ongoing continuing education, and regular audits. For clients, it signals that the advisor operates under federal oversight and must follow standards designed to protect investors. You can verify the registration status and any disciplinary history through FINRA's BrokerCheck tool.