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James Patrick Pritchard is a financial advisor professional located in Durango, CO. They specialize in financial advisory.
James Patrick Pritchard - Delta Investment Management, Llc holds an active professional license (FINRA CRD) for your protection.
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James Patrick Pritchard operates Delta Investment Management, LLC in Durango, Colorado. As a financial advisor, he works with clients on investment strategy and portfolio management. Pritchard holds a FINRA CRD license (number 1063833), which regulates his activities in the securities industry. This registration ensures he operates under FINRA oversight and compliance standards.
A FINRA CRD license indicates that James Patrick Pritchard is registered with the Financial Industry Regulatory Authority, the primary regulator of securities brokers and investment advisors in the United States. This registration means he has passed required examinations and background checks, and his activities are subject to FINRA's rules and ongoing supervision. The CRD (Central Registration Depository) number is the official identifier for his registration record. Clients can verify his registration status and disciplinary history through FINRA's public database.