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Michael Ernest Warren is a financial advisor professional located in Durango, CO. They specialize in financial advisory. With over 32 years of experience, they bring deep expertise to every client.
Michael Ernest Warren - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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Michael Ernest Warren operates as a financial advisor through LPL Financial LLC in Durango, Colorado. With 32 years in the financial services industry, he brings extensive experience to client relationships. His FINRA CRD registration (License #2245028) indicates compliance with federal regulatory standards for securities professionals. Warren works within the LPL Financial platform, one of the largest independent broker-dealer networks in the United States.
Michael Ernest Warren holds a FINRA CRD (Central Registration Depository) license, which means he is registered with the Financial Industry Regulatory Authority. This registration allows him to conduct securities business and requires ongoing compliance with FINRA rules and regulations. The CRD system tracks the disciplinary history and qualifications of securities professionals, providing transparency to clients about regulatory standing. His registration signals that he operates under federal oversight and must adhere to standards governing investment advice and securities transactions.