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William James Clements is a financial advisor professional located in Durango, CO. They specialize in financial advisory. With over 25 years of experience, they bring deep expertise to every client.
William James Clements - Lpl Financial Llc holds an active professional license (FINRA CRD) for your protection.
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William James Clements operates as a financial advisor in Durango, Colorado, under LPL Financial LLC. With 25 years in the financial services industry, he brings substantial experience to client relationships. His practice is registered with FINRA (Financial Industry Regulatory Authority), the regulatory body overseeing broker-dealers and investment professionals. This registration establishes his standing within the regulated financial services framework and subjects his practice to ongoing compliance and examination standards.
William James Clements holds a FINRA CRD registration, which identifies him as a registered representative or principal with the Financial Industry Regulatory Authority. FINRA oversees broker-dealers and investment professionals, requiring registered individuals to meet specific training, testing, and continuing education standards. The CRD (Central Registration Depository) number serves as his official identifier within the regulatory system. This registration signals that his practice operates under FINRA's rules and compliance framework, providing a layer of industry oversight and consumer protection mechanisms.