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Gus Joseph Dodge is a financial advisor professional located in East Lyme, CT. They specialize in financial advisory.
Gus Joseph Dodge - Wellth Advisory Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Gus Joseph Dodge operates Wellth Advisory Services, LLC in East Lyme, Connecticut, offering financial advisory services. The business is registered with FINRA under CRD License #7694256. This registration indicates the firm and its representatives are subject to FINRA's regulatory oversight and compliance requirements. Prospective clients can verify licensing status and disciplinary history through FINRA's BrokerCheck system.
The FINRA CRD (Central Registration Depository) license indicates that Gus Joseph Dodge and Wellth Advisory Services are registered with the Financial Industry Regulatory Authority, the primary self-regulatory organization overseeing broker-dealers and investment advisors in the United States. FINRA registration requires compliance with federal securities laws, ongoing continuing education, and adherence to conduct standards. Clients can verify the firm's registration status, licensing details, and any disciplinary history through FINRA's public BrokerCheck database, which provides transparency into the advisor's regulatory background and qualifications.