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Stephen J Landa is a financial advisor professional located in Easton, CT. They specialize in financial advisory. With over 23 years of experience, they bring deep expertise to every client.
Stephen J Landa - Mighty Oak Management Llc holds an active professional license (FINRA CRD) for your protection.
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Stephen J Landa operates Mighty Oak Management LLC, a financial advisory firm based in Easton, Connecticut. With 23 years in the financial services industry, Landa brings extensive experience to client financial planning and investment guidance. The firm holds a FINRA CRD license (number 2172148), which governs securities-related advisory activities. Mighty Oak Management serves clients seeking professional financial direction and portfolio management within the regulatory framework that oversees investment advisors and broker-dealers.
A FINRA CRD license indicates that Stephen J Landa is registered with the Financial Industry Regulatory Authority, the self-regulatory organization that oversees investment professionals and broker-dealers in the United States. This registration means Landa has met baseline qualification requirements and is subject to ongoing compliance monitoring and regulatory oversight. FINRA-registered advisors must adhere to conduct standards and disclosure requirements designed to protect investors. The CRD system maintains detailed records of registration history, disciplinary actions, and professional background for public transparency and accountability.