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Bharat Ratan Sondhi is a financial advisor professional located in Eatontown, NJ. They specialize in financial advisory. With over 36 years of experience, they bring deep expertise to every client.
Bharat Ratan Sondhi - Lpl Enterprise, Llc holds an active professional license (FINRA CRD) for your protection.
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Bharat Ratan Sondhi operates LPL Enterprise, LLC, a financial advisory firm based in Eatontown, New Jersey. With 36 years in the financial services industry, Sondhi brings extensive experience to client relationships. The firm is registered with FINRA under CRD number 1977410, positioning it within the regulatory framework that governs investment professionals and brokerage operations across the United States.
A FINRA CRD registration indicates that Bharat Ratan Sondhi operates under the oversight of the Financial Industry Regulatory Authority, the self-regulatory organization that supervises broker-dealers and investment advisors. This registration means the firm and its principals are subject to FINRA's compliance standards, examination requirements, and disciplinary procedures. The CRD (Central Registration Depository) number serves as the official identifier for regulatory tracking and allows clients to verify the firm's standing and any disciplinary history through FINRA's public database.