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Spencer Grome is a financial advisor professional located in Edgewood, KY. They specialize in financial advisory. With over 1 years of experience, they bring deep expertise to every client.
Spencer Grome - Ameriprise Financial Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Spencer Grome operates Ameriprise Financial Services, LLC in Edgewood, Kentucky. With one year in business, Grome works in financial advisory services. The business is registered under FINRA CRD license number 7754984, which governs securities and investment advisory activities. Clients evaluating this advisor should verify current credentials and registration status directly with regulatory bodies to confirm licensing details and scope of advisory services offered.
A FINRA CRD (Central Registration Depository) license number indicates registration with the Financial Industry Regulatory Authority, which oversees securities brokers and investment advisors. This registration means the advisor is subject to FINRA's regulatory oversight and compliance requirements for conducting securities transactions and providing investment advice. Clients should verify the advisor's current registration status and any disciplinary history through FINRA's BrokerCheck system to understand the full scope of services they are authorized to provide.