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David Alan Urbina is a financial advisor professional located in Elgin, IL. They specialize in financial advisory. With over 3 years of experience, they bring deep expertise to every client.
David Alan Urbina - Pfs Investments Inc. holds an active professional license (FINRA CRD) for your protection.
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David Alan Urbina operates PFS Investments Inc. in Elgin, Illinois, offering financial advisory services. With three years in business, Urbina holds a FINRA CRD license number 5851043, which governs his practice in securities and investment advisory work. His registration with FINRA demonstrates compliance with federal regulatory standards for financial professionals operating in this space.
A FINRA CRD (Central Registration Depository) license indicates that David Alan Urbina is registered with the Financial Industry Regulatory Authority, the self-regulatory organization overseeing securities brokers and investment advisors. This registration means he operates under FINRA's rulebook and is subject to ongoing compliance, background checks, and regulatory oversight. Customers can verify his registration status and disciplinary history through FINRA's public BrokerCheck database, which provides transparency into his professional standing and any regulatory actions.