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Christopher James O'Shea is a financial advisor professional located in Ellenton, FL. They specialize in financial advisory. With over 3 years of experience, they bring deep expertise to every client.
Christopher James O'Shea - Wells Fargo Clearing Services, Llc holds an active professional license (FINRA CRD) for your protection.
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Christopher James O'Shea operates as a financial advisor through Wells Fargo Clearing Services, LLC in Ellenton, Florida. With three years in the financial services industry, O'Shea holds a FINRA CRD license, which registers him with the Financial Industry Regulatory Authority. This registration allows him to provide investment and financial advisory services under regulatory oversight. His practice is based in Ellenton and serves clients seeking professional financial guidance.
A FINRA CRD license indicates that Christopher James O'Shea is registered with the Financial Industry Regulatory Authority, the independent regulator of securities firms and brokers in the United States. This registration means he has met specific qualification requirements and is subject to FINRA's rules and ongoing compliance oversight. The CRD number (7703121) is his unique identifier in FINRA's Central Registration Depository, allowing clients and regulators to verify his credentials and disciplinary history. This registration is essential for anyone offering investment advice or securities services to the public.